Regulation And The Retail Investor

In the last few years, a lot of regulatory change has occurred that impacts the retail investor. Here's a summary of the most prominent reforms:  A New Self-Regulating Organization (CIRO) Is Now In Place  The consolidation of the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA) formally took effect on 1 January 2023, with new nomenclature, the Canadian Investment Regulatory Organization (CIRO). The...