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Jun 1, 2014

The Sorry State Of Financial Consumer Complaint Handling In Canada 2014 - Part Two

by Ken Kivenko
  (Editor's note: This is the second half of the article started in the May 2014 issue).     Let's continue our discussion of OBSI changes: T here were plenty of signs of trouble before the controversial changes were made. From our vantage point, investment dealer complaint handling is dismissive and non-responsive to the issues raised by complainants. Thanks to Canadian Securities Administrators (CSA) rule changes a few...
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