Outside Business Activities Can Impair Your Financial Health

The media have reported on many situations where unregistered financial advisors have caused significant investor harm through Outside Business Activities (OBAs). A case in point is the infamous Earl Jones case where clients, mostly seniors, were part of an elaborate Ponzi scheme, losing millions and enduring incredible emotional stresses. Several victims described the experience as a life-altering event. Such events can wipe out savings, ruin good...